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03.09.2019 11:34:07

DGAP-PVR: NORDWEST Handel AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

DGAP Voting Rights Announcement: NORDWEST HANDEL AG
NORDWEST Handel AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

03.09.2019 / 11:34
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Name: NORDWEST Handel AG
Street: Robert-Schuman-Straße 17
Postal code: 44263
City: Dortmund
Germany
Legal Entity Identifier (LEI): 391200G4SXDTWLYVJN36

2. Reason for notification
X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation
Legal entity: Dr. Helmut Rothenberger-Privatstiftung
City of registered office, country: Anif, Austria

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Dr. Helmut Rothenberger Holding GmbH

5. Date on which threshold was crossed or reached:
03 Sep 2019

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 50.03 % % 50.03 % 3,205,000
Previous notification 33.41 % % 33.41 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0006775505 % 50.03 %
Total 1,603,395 50.03 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
%
    Total %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
%
      Total %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Dr. Helmut Rothenberger-Privatstiftung % % %
Dr. Helmut Rothenberger Holding GmbH (Anif/Österreich) % % %
Dr. Helmut Rothenberger Holding GmbH (Kelkheim/Deutschland) 50.03 % % 50.03 %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
03 Sep 2019



03.09.2019 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de


Language: English
Company: NORDWEST Handel AG
Robert-Schuman-Straße 17
44263 Dortmund
Germany
Internet: www.nordwest.com

 
End of News DGAP News Service

867683  03.09.2019 

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